Website Privacy

FACTS WHAT DOES iSECTORS®, LLC DO WITH YOUR PERSONAL INFORMATION?
Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share and protect your personal information. Please read this notice carefully to understand what we do.
What? The types of personal information we collect and share depend on the product or service you have with us. This information can include:

·         Financial situation and income

·         Employment and residential information

·         Social security number

·         Account balances and transaction detail history

·         Investment objectives, goals, and risk tolerance

When you are no longer our client, we continue to share your information as described in this notice.

How? All financial companies need to share customers’ personal information to run their everyday business. We list the reasons financial companies can share their customers’ personal information; the reasons iSectors chooses to share; and whether you can limit this sharing.

 

What we do
How does iSectors protect my non-public personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does iSectors collect my personal information? We collect your personal information, for example, when you

·         establish an investment advisory relationship

·         contract for financial planning services

·         open an account or deposit money with custodians

·         purchase or sell securities with executing broker-dealers

We also collect your personal information from others, such as custodians, broker-dealers, and other companies.

Why can’t I limit all sharing? Federal law gives you the right to limit only

  • sharing for affiliates’ everyday business purposes – information about your creditworthiness
  • affiliates from using your information to market to you
  • sharing for non-affiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

How often does iSectors notify me about their practices? We must notify you about our sharing practices when you become a client and each year while you are a client.

 

Reasons we can share your personal information Does iSectors share? Can you limit this sharing?
For our everyday business purposes – such as to provide advice, process your transactions, and maintain your account(s). No We don’t share
For our marketing purposes – to offer products and services to you No We don’t share
For joint marketing with other financial companies No We don’t share
For our affiliates’ everyday business purposes – information about your transactions and experiences No We don’t share
For our affiliates’ everyday business purposes – information about your creditworthiness No We don’t share
For our affiliates to market to you No We don’t share
For non-affiliates to market to you No We don’t share

 

Definitions
Everyday Business Purposes The actions necessary by financial companies to run their business and manage customer accounts, such as providing investment advisory and financial planning advice; processing securities transactions; and otherwise providing financial services to you.
Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. Sumnicht & Associates has the following affiliate:

·         Sumnicht & Associates, LLC

·         Sumnicht Alternative Management, LLC

o   SA Alternative Opportunity Fund, LLC – Series C, E, G, hH

Non-Affiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies. iSectors does not share information with non-affiliates for marketing purposes.
Joint Marketing A formal agreement between non-affiliated financial companies that together market financial products or services to you. iSectors does engage in joint marketing with non-affiliates.

 

Questions / Contact Call iSectors at 1.800.iSectors (1.800.473.2867) or 1.800.869.5198

Chief Compliance Officer – Charles H. Self

 

Form iX iSectors Privacy Notice

20160727

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